AI Architect in Financial Services: Lessons from Production
What I learned as Principal AI Architect at a UK fintech. Building production agent systems for financial services, the frameworks, and the lessons.
AI Governance for Financial Services: The 4-Tier NIST AI RMF
How to implement the 4-tier NIST AI RMF Agentic Profile for financial services. The framework I developed at Neul Labs for compliance-first AI agents.
LLM Provider Risk Management: Multi-Provider Strategy for Banks and Regulated Industries
How to manage LLM provider risk in regulated industries. Trust Boundaries Model, multi-provider strategy, fallback patterns, and compliance mapping for financial services AI.
Defence in Depth for AI Agents: Kill Switches, Circuit Breakers, and Control Layers
5-layer kill switch architecture for production AI agents: application logic, tool execution, action policy, circuit breaker, and manual kill switch. Stop any agent in under 30 seconds.
AI Agent Governance for Financial Services: The Complete Framework
Dipankar Sarkar explains AI agent governance for banks and financial services. The Tiered Governance Model and Three Lines of Defence framework for regulatory compliance with SS1/23, Consumer Duty, and SM&CR.